Investing
Goldman to pay $5.5mln to settle US CFTC charges over recording-keeping
© Reuters. FILE PHOTO: The logo for Goldman Sachs is seen on the trading floor at the New York Stock Exchange (NYSE) in New York City, New York, U.S., November 17, 2021. REUTERS/Andrew Kelly//File Photo
(Reuters) – Goldman Sachs will pay a $5.5 million civil penalty to settle alleged recording-keeping violations and for violating a prior order, the U.S. Commodity Futures Trading Commission (CFTC) said on Tuesday.
The CFTC’s order finds Goldman violated a cease-and-desist provision of a prior order and committed record-keeping violations in connection with failing to properly record and retain certain audio files, the regulator said in a statement.
Read the full article here
The One Key Factor in Making Your Scaling Strategy a Success
This Tiny Phone Can be the Perfect Tool for Business Owners on the Go
Success Isn’t About Having the Best Idea — It’s About Resilience
5 Essentials of Good Leadership
U.K. stocks higher at close of trade; Investing.com United Kingdom 100 up 0.10% By Investing.com
This All-Access Pass to Learning Is Now $20 for Black Friday
How to Create a Routine That Balances Rest and Business Success
Apple Prepares a New AI-Powered Siri to Compete With ChatGPT
A Macy’s Employee Made Accounting Errors Worth $132 Million
Factbox-How Trump can overhaul US financial regulators when he takes office By Reuters
Debt ceiling debate and its effect on the U.S. dollar
Debt ceiling default: Still no deal between parties
Stovall: If the U.S. defaults on its debt, all S&P 500 sectors will likely fall
What China's weaker-than-expected economy could mean for U.S. markets
A ‘Big Short’ investor sees financial disaster brewing in housing markets — again
-
Investing6 days agoThis All-Access Pass to Learning Is Now $20 for Black Friday
-
Passive Income6 days agoHow to Create a Routine That Balances Rest and Business Success
-
Side Hustles7 days agoApple Prepares a New AI-Powered Siri to Compete With ChatGPT
-
Side Hustles4 days agoA Macy’s Employee Made Accounting Errors Worth $132 Million
-
Investing3 days agoFactbox-How Trump can overhaul US financial regulators when he takes office By Reuters
-
Passive Income3 days ago5 Ways AI Can Accelerate Your Entrepreneurial Journey
-
Passive Income7 days agoCustomers Want More Than Just a Product — Here’s How to Keep Up
-
Side Hustles6 days agoGift the Power of Language Learning with This Limited-Time Price on Babbel